SENIOR ADVISOR

Expertise: Financial Services, Sales, Multi-asset advisory and trading, Business Development and Change Management.
Locations: Europe, USA and Asia (UK based).

Investment banking and finance specialist with over 30 years’ experience in Capital Markets, Private Banking, Investment advisory and trade execution, relationship management, compliance, operations, risk and credit.

Stephen is the COO of a NHS – linked charity and a Chartered Fellow of the Institute for Securities and Investments. He is passionate about the Global Financial Markets with a specific interest in Ethics and Integrity.

He formerly headed a direct access, multi – asset advisory and execution team exclusively for Family Offices, UHNW and Asset Managers at Kleinwort Hambros London. Previously he founded and operated for 10 years an International agency broker dealer servicing institutional clients in Europe, USA and Asia. Other appointments include European President of a Fintech business which launched a dark pool, crossing platform that required an MTF license from the UK Regulator.

Prior to 1999 he worked at the following organisations: Independent Capital Corporation (Head Sales Trading), Liberty Eurasia Limited (Bond and Equity Sales Trading), Tradition Bond Brokers (Bond and Equity Sales Trading), Wako Securities Limited (Head Eurobond/Derivatives Sales & Trading), Tokai International Securities Co. Ltd (Head Eurobond Proprietary Trader) and Nomura Securities.